The financial advisor, according to the Mifid Directive 2004/39/EC, is the expert natural person in finance, investment services, management of capital of companies, institutions or individuals, and related legal and tax elements. A financial advisor takes care to better manage the client’s assets in compliance with the new Mifid II and to achieve the client’s financial objectives.
A financial adviser practicing door-to-door selling professionally as an employee, agent or representative. To exercise it you must be enrolled in a register, after passing an exam; Membership must be renewed annually. To be carried out, the profession requires requisites of honor and professionalism. Like any other order, it is subject to particular national and community legislative and regulatory provisions governing the conduct and work of a consultant.
For further information: “What does he do and how does one become a financial advisor? Skills and salary”
